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CHAPTER 7. PROCEDURE FOR ADOPTION OR CHANGE OF REGULATIONS Sec.
7.1. Notice of proposed rulemaking required.
7.2. Adoption of regulations.
7.3. Effective date of regulations.
7.4. Omission of notice of proposed rulemaking.
7.5. Approval as to legality.
7.6. Format of regulations.
7.7. Deposit of agency text of regulations required.
7.8. Unfiled administrative regulations invalid.
7.9. References to Administrative Agency Law.
7.10. Sample order adopting regulations.Authority The provisions of this Chapter 7 issued under sections 201208 and 606 act of July 31, 1968 (P. L. 769, No. 240) (45 P. S. § § 12011208 and 1606)(Repealed), unless otherwise noted.
Source The provisions of this Chapter 7 adopted by JCD Order No. 4, dated July 8, 1969, unless otherwise noted.
Cross References This chapter cited in 1 Pa. Code § 11.21 (relating to general requirements); 1 Pa. Code § 13.3 (relating to agency action or proceedings invalid in absence of notice required by Joint Committee); 1 Pa. Code § 35.104 (relating to notice of rulemaking proceedings); and 52 Pa. Code § 5.211 (relating to notice of rulemaking proceedings).
§ 7.1. Notice of proposed rulemaking required.
Section 201 of the act (45 P. S. § 1201) provides that except as provided in § 7.4 (relating to omission of notice of proposed rulemaking) an agency shall give public notice of its intention to promulgate, amend or repeal an administrative regulation by publication in the Bulletin of a notice of proposed rulemaking conforming to this part. The notice includes the following:
(1) The text of the proposed administrative regulation, except a portion thereof omitted under § 3.41 (relating to matter not required to be published), prepared in such a manner as to indicate the words to be added or deleted from the presently effective text, if any. A statement containing an appropriate citation to text proposed for deletion or rescission may be substituted for the complete text thereof in those cases where the text is voluminous.
(2) A statement of the statutory or other authority under which the administrative regulations or change is proposed to be promulgated.
(3) A brief explanation of the proposed administrative regulation or change.
(4) A request for written comments by an interested person concerning the proposed administrative regulation or change.
(5) Another statement required by statute.
Source The provisions of this § 7.1 amended August 1, 1975, 5 Pa.B. 1970. Immediately preceding text appears at serial pages (16426) and (0230).
Cross References This section cited in 1 Pa. Code § 5.1 (relating to official text of published documents); 1 Pa. Code § 7.2 (relating to adoption of regulations); 1 Pa. Code § 7.3 (relating to effective date of regulations); 1 Pa. Code § 7.4 (relating to omission of notice of proposed rulemaking); 1 Pa. Code § 13.56 (relating to correction of errors); and 1 Pa. Code § 35.104 (relating to notice of rulemaking proceedings).
§ 7.2. Adoption of regulations.
(a) Section 202 of the act (45 P. S. § 1202) provides that before taking action upon an administrative regulation or change the agency shall review and consider a written comment submitted under § 7.1 (relating to notice of proposed rulemaking required) and may hold public hearings as appropriate; that if the statute or other authority under which a regulation is proposed to be promulgated, amended or repealed requires the holding of public hearings or establishes other procedures in addition to those prescribed by sections 201208 of the act (45 P. S. § § 12011208), the agency shall hold public hearings or comply with the other procedures as are not inconsistent with the provisions of the act; that the agency text of an administrative regulation or change as finally adopted may contain modifications to the proposed text as published under § 7.1 as do not enlarge its original purpose; and that modifications which enlarge the original purpose of a proposal as published under § 7.1 shall be republished thereunder prior to final adoption by the agency.
(b) Whenever an agency finally adopts a proposed regulation more than 1 year after the proposed regulation was published under § 7.1, the Bureau will republish, in full, the entire regulation as finally adopted.
Source The provisions of this § 7.2 amended by JCD Order No. 30, dated October 13, 1977, 7 Pa.B. 3124. Immediately preceding text appears at serial page (22593).
Cross References This section cited in 1 Pa. Code § 5.1 (relating to official text of published documents); 1 Pa. Code § 7.3 (relating to effective date of regulations); 1 Pa. Code § 7.4 (relating to omission of notice of proposed rulemaking); and 1 Pa. Code § 13.56 (relating to correction of errors).
§ 7.3. Effective date of regulations.
The effective date specified in an administrative regulation or change subject to § § 7.1 and 7.2 (relating to notice of proposed rulemaking required; and adoption of regulations) may be not less than 30 days after the notice of proposed rulemaking required thereby has been given unless one of the following exists:
(1) The administrative regulation:
(i) Grants or recognizes exemption or relieves restriction.
(ii) Interprets a self-executing statute or administrative regulation.
(2) The agency for good cause findsand incorporates the finding and the reasons therefor in the order adopting the administrative regulation or changethat the deferral of the effective date of the administrative regulation or change beyond the date specified in the order is impracticable or contrary to the public interest.
§ 7.4. Omission of notice of proposed rulemaking.
An agency may omit or modify the procedures specified in § § 7.1 and 7.2 (relating to notice of proposed rulemaking required; and adoption of regulations) if:
(1) The administrative regulation or change relates to one of the following:
(i) Military affairs.
(ii) Agency organization, management or personnel.
(iii) Agency procedure or practice.
(iv) Commonwealth property, loans, grants, benefits or contracts.
(v) The interpretation of a self-executing statute or administrative regulation.
(2) Persons subject to the administrative regulation or change are named and are either personally served with notice of the proposed promulgation, amendment or repeal or otherwise have actual notice thereof under statute.
(3) The agency for good cause findsand incorporates the finding and a brief statement of the reasons therefor in the order adopting the administrative regulation or changethat the procedures specified in § § 7.1 and 7.2 are in the circumstances impracticable, unnecessary or contrary to the public interest.
Notes of Decisions Regulation was properly promulgated under section 204 of the act (45 P. S. § 1204) because the amendments were necessary to meet an emergency situation to speed the prosecution of drunk drivers and a delay in promulgation could have posed a risk to public safety. Jeffers v. Department of Transportation, 601 A.2d 401 (Pa. Commw. 1991).
Cross References The provisions of this § 7.5 amended by JCD Order No. 8, dated November 10, 1970, 1 Pa.B. 480. Immediately preceding text appears at serial page (0080).
§ 7.6. Format of regulations.
Section 206 of the act (45 P. S. § 1206) provides that the agency text of administrative and gubernatorial regulations required or authorized by this Part to be deposited with the Bureau shall be prepared in the form and format required by Chapter 9 (relating to preparation of documents subject to codification), Chapter 11 (relating to preparation of notices, rulemaking proposals and unpublished regulations) and Chapter 13 (relating to preparation and transmittal of documents generally).
§ 7.7. Deposit of agency text of regulations required.
Section 207 of the act (45 P. S. § 1207) provides that the agency text of administrative and gubernatorial regulations, and changes, certified by the executive officer, chairman or secretary of the agency, shall be deposited with the Bureau in the manner required by this part.
§ 7.8. Unfiled administrative regulations invalid.
Section 208 of the act (45 P. S. § 1208) provides that an administrative regulation or change promulgated after July 1, 1969, may not be valid until deposited in and filed by the Bureau, as provided in this part. Where agency administrative regulations relate to matters which are determined under § 3.13(b) (relating to contents of Bulletin), not to be of sufficient general interest to warrant publication under this part, such as, regulations relating to agency management or personnel, the regulations shall be filed by the Bureau without publication. Since the Joint Committee is not authorized to waive the filing requirement of section 208 of the act (45 P. S. § 1208), a determination that an agency regulation will not be published may not be relied upon by the agency as a determination that the regulation is not an administrative regulation required to be filed under the act.
Source The provisions of this § 7.8 amended June 14, 1974, 4 Pa.B. 1209. Immediately preceding text appears at serial page (0233).
§ 7.9. References to Administrative Agency Law.
The provisions of this § 7.10 issued under sections 201208 of the act of July 31, 1968 (P. L. 769, No. 240) (45 P. S. § § 12011208); and 45 Pa.C.S. § 503.
Source The provisions of this § 7.10 added by JCD Order No. 6, dated May 21, 1970, 1 Pa.B. 10, and amended by JCD Order No. 8, dated November 10, 1970, 1 Pa.B. 480.
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