§ 102.241. Exchange.

 For purposes of the act, the term ‘‘exchange’’ includes a National securities exchange registered with the United States Securities and Exchange Commission (SEC) under section 6 of the Securities Exchange Act of 1934 (15 U.S.C.A. §  78f) (1934 Act) or a National quotation system operated by a National securities association registered with the SEC under section 15A of the 1934 Act (15 U.S.C.A. §  78o-3).

Authority

   The provisions of this §  102.241 amended under sections 102(d), (k) and (t) and 609(a) of the Pennsylvania Securities Act of 1972 (70 P. S. § §  1-102(d), (k) and (t) and 1-609(a)).

Source

   The provisions of this §  102.241 adopted October 11, 1974, effective October 12, 1974, 4 Pa.B. 2174; amended July 11, 2003, effective July 12, 2003, 33 Pa.B. 3365. Immediately preceding text appears at serial page (234871).


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