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Subchapter A. CIVIL ACTION
GENERAL Rule
1001. Definition. Scope.
1002. Authority of Attorney.
1003. Waiver of Rules. Extension of Time.
VENUE AND PROCESS
1006. Venue. Change of Venue.
1007. Commencement of Action.
1007.1. Jury Trial. Demand. Waiver.
1008. Copies for Service. [Rescinded]
1009. Service. [Rescinded]
1010. Reissuance, Reinstatement and Substitution of Writ or Complaint.
[Rescinded]
1011. Acceptance of Service.
1012. Entry of Appearance. Withdrawal of Appearance. Notice.
1012.1. Admission Pro Hac Vice. Motion. Content.
1013. Sheriffs Return. [Rescinded]
PLEADINGS
1017. Pleadings Allowed.
1018. Caption.
1018.1. Notice to Defend. Form.
1019. Contents of Pleadings. General and Specific Averments.
1020. Pleading More Than One Cause of Action. Alternative Pleading.
Failure to Join. Bar.
1021. Claim for Relief. Determination of Amount in Controversy.
1022. Paragraphing.
1023. [Rescinded].
1023.1. Scope. Signing of Documents. Representations to the Court. Violation.
1023.2. Motion for Sanctions.
1023.3. Sanctions upon Rule to Show Cause.
1023.4. Sanctions.
1024. Verification.
1025. Endorsement.
1026. Time for Filing. Notice to Plead.
1027. Service of Copies. [Rescinded]
1028. Preliminary Objections.
1029. Denials. Effect of Failure to Deny.
1030. New Matter.
1031. Counterclaim.
1031.1. Cross-claim.
1032. Waiver of Defenses. Exceptions. Suggestion of Lack of Subject Matter
Jurisdiction or Failure to Join Indispensable Party.
1033. Amendment.
1034. Motion for Judgment on the Pleadings.
1035. Motion for Summary Judgment. [Rescinded]
1035.1. Motion for Summary Judgment. Definition.
1035.2. Motion.
1035.3. Response. Judgment for Failure to Respond.
1035.4. Affidavits.
1035.5. Procedure When Judgment Is Denied or Is Not Rendered Upon the
Whole Case.
1036. Dismissal Upon Affidavit of Noninvolvement.
JUDGMENT UPON DEFAULT OR ADMISSION
1037. Judgment Upon Default or Admission. Assessment of Damages.
1038. Trial Without Jury.
1038.1. Case Submitted on Stipulated Facts.
1038.2. Abolition of Case Stated.
1038.3. Equitable Relief. Advisory Verdict by Jury.
1039. Entry of Judgment Upon Praecipe of a Party. [Rescinded]
1040. Suspension of Acts of Assembly.
Official Note
The Order of the Supreme Court, June 25, 1946, adopting the Rules of Civil Procedure governing Actions at Law, fixed Jan. 1, 1947, as the effective date and made said Rules applicable to actions pending at that time.
GENERAL
Rule 1001. Definition. Scope.
(a) As used in this chapter and in Rules 1506 and 1531 through 1535, action means a civil action brought in or appealed to any court which is subject to these rules.
(b) There shall be a civil action in which shall be brought all claims for relief heretofore aserted in
(1) the action of assumpsit,
(2) the action of trespass, and
(3) the action in equity.
Official Note
The procedural distinctions between the forms of action in assumpsit, trespass and equity are abolished.
The following rules govern particular types of equitable relief: Rule 1506 (stockholders derivative suits), Rule 1531 (injunctions), Rule 1532 (perpetuation of testimony), Rule 1533 (receivers), Rule 1534 (Accounting by Fiduciaries) and Rule 1535 (objections to security).
The action to prevent waste has been abolished. The relief formerly available in that action may be obtained in a civil action seeking equitable relief.
See Rule 1041.1 for special provisions governing asbestos litigation.
(c) Other forms of action which incorporate these rules by reference shall be known as civil action[type of action].
Official Note
For example, the action of mandamus shall be known as civil actionmandamus.
Source The provisions of this Rule 1001 adopted June 25, 1946, effective January 1, 1947; amended through December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended April 4, 1990, effective July 1, 1990, 20 Pa.B. 2281; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9; amended October 15, 2004, effective immediately, 34 Pa.B. 5889. Immediately preceding text appears at serial pages (302448) to (302449).
Rule 1002. Authority of Attorney.
Any act other than verification required or authorized by this chapter to be done by a party may be done by the partys attorney.
Source The provisions of this Rule 1002 adopted June 25, 1946, effective January 1, 1947; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266. Immediately preceding text appears at serial page (212289).
Rule 1003. Waiver of Rules. Extension of Time.
Rules relating to the manner of commencing an action or the time for serving process or for filing or serving pleadings may be waived by agreement of the parties. The court on cause shown may extend or shorten the time within which pleadings shall be filed or process served.
Source The provisions of this Rule 1003 adopted June 25, 1946, effective January 1, 1947.
VENUE AND PROCESS
Official Note
The provisions of this Rule 1006 amended through June 20, 1985, effective January 1, 1986, 15 Pa.B. 2452; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266; amended January 27, 2003, effective immediately, 33 Pa.B. 751; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial pages (295839) to (295841).
Rule 1007. Commencement of Action.
An action may be commenced by filing with the prothonotary
(1) a praecipe for a writ of summons,
(2) a complaint.
Official Note
For the form of the writ of summons, see Rule 1351, infra.
Source The provisions of this Rule 1007.1 amended through April 23, 1985, effective July 1, 1985, 15 Pa.B. 1727; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial page (296879).
Rule 1008. Copies for Service.
[Rescinded]
Official Note
For the requirement of attested or certified copies for service, see Rule 401(c).
Source The provisions of this Rule 1008 rescinded June 20, 1985, effective January 1, 1986, 15 Pa.B. 2452. Immediately preceding text appears at serial page (87239).
Rule 1009. Service.
[Rescinded]
Official Note
For service of original process, see Rule 400 et seq.
Source The provisions of this Rule 1009 rescinded June 20, 1985, effective January 1, 1986, 15 Pa.B. 2452. Immediately preceding text appears at serial pages (87239) to (87240), and (40033).
Rule 1010. Reissuance, Reinstatement and Substitution of Writ or Complaint.
[Rescinded]
Official Note
For reissuance, reinstatement and substitution of original process, see Rule 401(b).
Source The provisions of this Rule 1010 rescinded June 20, 1985, effective January 1, 1986, 15 Pa.B. 2452. Immediately preceding text appears at serial pages (40033) and (87241).
Rule 1011. Acceptance of Service.
[Rescinded]
Official Note
For acceptance of service, see Rule 402(b).
Source The provisions of this Rule 1012.1 adopted June 29, 2007, effective September 4, 2007, 37 Pa.B. 3225.
Rule 1013. Sheriffs Return.
[Rescinded]
Official Note
For the return of service, see Rule 405.
Source The provisions of this Rule 1013 rescinded June 20, 1985, effective January 1, 1986, 15 Pa.B. 2452. Immediately preceding text appears at serial page (87241).
PLEADINGS
Official Note
The Order of the Supreme Court, June 25, 1946, adopting the Rules of Civil Procedure governing Actions at Law, fixed Jan. 1, 1947, as the effective date and made said Rules applicable to actions pending at that time.
Rule 1017. Pleadings Allowed.
(a) Except as provided by Rule 1041.1, the pleadings in an action are limited to
(1) a complaint and an answer thereto,
Official Note
The term complaint includes a complaint to join an additional defendant.
(2) a reply if the answer contains new matter a counterclaim or a cross-claim,
(3) a counter-reply if the reply to a counterclaim or cross-claim contains new matter,
(4) a preliminary objection and a response thereto.
Official Note
Pleading in asbestos litigation is governed by Rule 1041.1.
An answer needs to be filed to a preliminary objection only when the preliminary objection alleges facts not of record. See Rule 1028(c)(2), note.(b) Rescinded.
Official Note
The grounds for preliminary objections are set forth in Rule 1028(a).
(c) No formal joinder of issues is required.
Official Note
The Civil Procedural Rules Committee, by communication dated August 27, 1969, announced that amendment of this rule effective September 1, 1969 applied to pending actions.
Source The provisions of this Rule 1017 adopted June 25, 1946, effective January 1, 1947; amended June 27, 1969, effective September 1, 1969; amended January 7, 1971, effective February 15, 1971; amended June 28, 1974, effective June 28, 1974; amended December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended April 4, 1990, effective July 1, 1990, 20 Pa.B. 2281; amended July 18, 1991, effective January 1, 1992, 21 Pa.B. 3400; amended March 23, 2007, effective June 1, 2007, 37 Pa.B. 1480. Immediately preceding text appears at serial page (308940).
Rule 1018. Caption.
Every pleading shall contain a caption setting forth the name of the court, the number of the action and the name of the pleading. The caption of a complaint shall set forth the form of the action and the names of all the parties, but in other pleadings it is sufficient to state the name of the first party on each side in the complaint with an appropriate indication of other parties.
Official Note
Civil Actions and proceedings shall be captioned Court of Common Pleas of
CountyCivil Action or other appropriate form of action.The caption of all legal papers filed in a medical professional liability action must contain the designation Civil ActionMedical Professional Liability Action. See Rule 1042.16.
Source The provisions of this Rule 1018 adopted June 25, 1946, effective January 1, 1947; amended October 15, 2004, effective immediately, 34 Pa.B. 5889; amended December 27, 2004, effective immediately, 35 Pa.B. 349. Immediately preceeding text appears at serial page (307553).
Captioning and Docketing of Actions and Proceeding in the Courts of Common Pleas
ORDER
Effective February 8, 1969
(a) Matters heretofore within the jurisdiction of the Orphans Court shall be captioned as follows: Court of Common Pleas of
County-Orphans Court Division and shall be filed and docketed in the office or offices in which the records of the Orphans Court were heretofore maintained, as provided in Section 15 of the Schedule to Article V of the Constitution.(b) Civil actions and proceedings not covered by Subdivision (a) above shall be captioned as follows: Court of Common Pleas of
County-Civil Action-Law or Civil Action-Equity, as the case may be, and shall be filed with and docketed by the prothonotary or clerk of courts as heretofore.(c) Criminal actions and proceedings shall be captioned as follows: Court of Common Pleas of
County-Criminal, and shall be filed with the clerk of courts as provided by Section 15 of the Schedule to Article V of the Constitution.(d) Proceedings heretofore within the jurisdiction of the Juvenile Court shall be captioned as follows Court of Common Pleas of
County-Juvenile and shall be filed with the clerk of courts, as provided by Section 15 of the Schedule to Article V of the Constitution.(e) Local rules may require that the caption contain further identification of the nature of the action or proceeding.
(f) No action or proceeding may be dismissed by reason of an erroneous caption or docketing, but the court on motion of any party or on its own motion may correct the caption or direct appropriate docketing.
(g) Actions and proceedings in Multi-County Judicial Districts shall be captioned as follows: Court of Common Pleas of the
Judicial District, County Branch. . .Rule 1018.1. Notice to Defend. Form.
(a) Every complaint filed by a plaintiff and every complaint filed by a defendant against an additional defendant shall begin with a notice to defend in substantially the form set forth in subdivision (b). No other notice to plead to a complaint shall be required.
(b)
[CAPTION]
Notice
You have been sued in court. If you wish to defend against the claims set forth in the following pages, you must take action within twenty (20) days after this complaint and notice are served, by entering a written appearance personally or by attorney and filing in writing with the court your defenses or objections to the claims set forth against you. You are warned that if you fail to do so the case may proceed without you and a judgment may be entered against you by the court without further notice for any money claimed in the complaint or for any other claim or relief requested by the plaintiff. You may lose money or property or other rights important to you.
YOU SHOULD TAKE THIS PAPER TO YOUR LAWYER AT ONCE. IF YOU DO NOT HAVE A LAWYER, GO TO OR TELEPHONE THE OFFICE SET FORTH BELOW. THIS OFFICE CAN PROVIDE YOU WITH INFORMATION ABOUT HIRING A LAWYER.
IF YOU CANNOT AFFORD TO HIRE A LAWYER, THIS OFFICE MAY BE ABLE TO PROVIDE YOU WITH INFORMATION ABOUT AGENCIES THAT MAY OFFER LEGAL SERVICES TO ELIGIBLE PERSONS AT A REDUCED FEE OR NO FEE.
(Name)
(Address)
(Telephone Number)
Official Note
The above notice does not change any of the rules relating to the pleading of objections and defenses.
This rule applies to all complaints including those where service is by publication. For the mandatory content of the publication in such cases see Rule 430(b).
When a defendant is served outside the United States, Rule 1026(b) provides a sixty-day period for pleading.
(c) Each court shall be local rule designate the officer, organization, agency or person to be named in the notice from whom information can be obtained.
(d) A court may by local rule require the notice to be repeated in one or more designated languages other than English.
Source The provisions of this Rule 1018.1 adopted January 23, 1975, effective July 1, 1975, 5 Pa.B. 326; amended July 1, 1975, effective August 1, 1975, 5 Pa.B. 1824; amended May 15, 1979, effective June 1, 1979, 9 Pa.B. 1854; amended June 10, 2003, effective September 1, 2003, 33 Pa.B. 2974. Immediately preceding text appears at serial pages (212294) and (271787).
Rule 1019. Contents of Pleadings. General and Specific Averments.
(a) The material facts on which a cause of action or defense is based shall be stated in a concise and summary form.
(b) Averments of fraud or mistake shall be averred with particularity. Malice, intent, knowledge, and other conditions of mind may be averred generally.
(c) In pleading the performance or occurrence of conditions precedent, it is sufficient to aver generally that all conditions precedent have been performed or have occurred. A denial of such performance or occurrence shall be made specifically and with particularity.
(d) In pleading an official document or official act, it is sufficient to identify it by reference and aver that the document was issued or the act done in compliance with law.
(e) In pleading a judgment, order or decision of a domestic or foreign court, judicial or administrative tribunal, or board, commission or officer, it is sufficient to aver the judgment, order or decision without setting forth matter showing jurisdiction to render it.
(f) Averments of time, place and items of special damage shall be specifically stated.
(g) Any part of a pleading may be incorporated by reference in another part of the same pleading or in another pleading in the same action. A party may incorporate by reference any matter of record in any State or Federal court of record whose records are within the county in which the action is pending, or any matter which is recorded or transcribed verbatim in the office of the prothonotary, clerk of any court of record, recorder of deeds or register of wills of such county.
(h) When any claim or defense is based upon an agreement, the pleading shall state specifically if the agreement is oral or written.
Official Note:
If the agreement is in writing, it must be attached to the pleading. See subdivisioni (i) of this rule.
(i) When any claim or defense is based upon a writing, the pleader shall attach a copy of the writing, or the material part thereof, but if the writing or copy is not accessible to the pleader, it is sufficient so to state, together with the reason, and to set forth the substance of the writing.
Source The provisions of this Rule 1019 adopted June 25, 1946, effective January 1, 1947; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266; amended November 28, 2000, effective January 1, 2001, 30 Pa.B. 6423. Immediately preceding text appears at serial pages (255201) to (255202).
Rule 1020. Pleading More Than One Cause of Action. Alternative Pleading. Failure to Join. Bar.
(a) The plaintiff may state in the complaint more than one cause of action cognizable in a civil action against the same defendant. Each cause of action and any special damage related thereto shall be stated in a separate count containing a demand for relief.
Official Note
Rule 102 provides that the singular includes the plural and the plural includes the singular.
(b) If persons join as plaintiffs under Rules 2228, 2229(a) or (e), the complaint shall state the cause of action, any special damage, and the demand for relief of each plaintiff in a separate count, preceded by a heading naming the parties to the cause of action therein set forth.
(c) Causes of action and defenses may be pleaded in the alternative.
(d) If a transaction or occurrence gives rise to more than one cause of action heretofore asserted in assumpsit and trespass, against the same person, including causes of action in the alternative, they shall be joined in separate counts in the action against any such person. Failure to join a cause of action as required by this subdivision shall be deemed a waiver of that cause of action as against all parties to the action.
Official Note
Mandatory joinder is limited to related causes of action heretofore asserted in assumpsit and trespass. There is no mandatory joinder of related causes of action in equity.
See Rule 2226 et seq. governing joinder of parties.
See Rule 213(a) and (b) governing the consolidation and severance of causes of action.
Source The provisions of this Rule 1020 adopted June 25, 1946, effective January 1, 1947; amended through December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial pages (297570) and (288323).
Rule 1021. Claim for Relief. Determination of Amount in Controversy.
(a) Any pleading demanding relief shall specify the relief sought. Relief in the alternative or of several different types, including an accounting, may be demanded.
(b) Any pleading demanding relief for unliquidated damages shall not claim any specific sum.
(c) In counties having rules governing compulsory arbitration the plaintiff shall state whether the amount claimed does or does not exceed the jurisdictional amount requiring arbitration referral by local rule.
(d) The court on its own motion or motion of any party may by discovery, pretrial conference, hearing or otherwise, determine the amount actually in controversy and enter an order of reference to arbitration.
Source The provisions of this Rule 1021 adopted June 25, 1946, effective January 1, 1947; amended December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended December 21, 1993, effective July 1, 1994, 24 Pa.B. 119; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266. Immediately preceding text appears at serial page (234003).
Rule 1022. Paragraphing.
Every pleading shall be divided into paragraphs numbered consecutively. Each paragraph shall contain as far as practicable only one material allegation.
Source The provisions of this Rule 1022 adopted June 25, 1946, effective January 1, 1947.
Rule 1023. [Rescinded].
Source The provisions of this Rule 1023.1 adopted April 22, 2002, effective July 1, 2002, 32 Pa.B. 2315; amended April 2, 2003, effective June 1, 2003, 33 Pa.B. 1926. Immediately preceding text appears at serial pages (288324) to (288325).
Rule 1023.2. Motion for Sanctions.
(a) An application for sanctions under this rule shall be made by motion, shall be made separately from other applications and shall describe the specific conduct alleged to violate Rule 1023.1(c).
(b) No such motion shall be filed unless it includes a certification that the applicant served written notice and demand to the attorney or pro se party who signed or filed the challenged pleading, motion or other paper. The certification shall have annexed a copy of that notice and demand, which shall identify with specificity each portion of the document which is believed to violate the provisions of this rule, set forth the basis for that belief with specificity, include a demand that the document or portion of the document, be withdrawn or appropriately corrected. An application for sanctions may be filed if the challenged paper, claim, defense, contention, allegation, or denial is not withdrawn or appropriately corrected within twenty-eight days after service of the written demand. If warranted, the court may award to the party prevailing on the motion the reasonable expenses and attorneys fees incurred in presenting or opposing the motion.
(c) A motion requesting sanctions under this rule shall be filed in the trial court before the entry of final judgment.
Source The provisions of this Rule 1023.2 adopted April 22, 2002, effective July 1, 2002, 32 Pa.B. 2315.
Rule 1023.3. Sanctions upon Rule to Show Cause.
On its own initiative, the court may enter an order describing the specific conduct that appears to violate Rule 1023.1(c) and directing an attorney, law firm or party to show cause why it has not violated Rule 1023.1(c) with respect thereto.
Source The provisions of this Rule 1024 adopted June 25, 1946, effective January 1, 1947; amended October 16, 1981, effective October 16, 1981, 11 Pa.B. 3687; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266. Immediately preceding text appears at serial pages (234004) and (246959).
Rule 1025. Endorsement.
Every pleading or other legal paper of a party represented by an attorney shall be endorsed with the name of the attorney, and every pleading or other legal paper of a party not represented by an attorney shall be endorsed with the name of the party, together in each case with an address where pleadings and other legal papers may be served in the manner provided by Rule 440(a) and a telephone number. The appearance may state a telephone facsimile number.
Official Note
The address endorsed on the legal paper must be one where the paper may be handed to or mailed to the attorney or party. See Rule 440(a).
The inclusion of a telephone number for facsimile transmission on an appearance or prior legal paper is an agreement to accept service of pleadings or other legal papers by that means. See Rule 440(d)(1).
Source The provisions of this Rule 1025 adopted June 25, 1946, effective January 1, 1947; amended and effective March 28, 1966; amended April 18, 1975, effective immediately, 5 Pa.B. 1820; amended April 4, 1990, effective July 1, 1990, 20 Pa.B. 2279; amended August 3, 1998, effective January 1, 1999, 28 Pa.B. 3928; amended April 19, 2003, effective September 1, 2003, 33 Pa.B. 2356. Immediately preceding text appears at serial page (295843).
Rule 1026. Time for Filing. Notice to Plead.
(a) Except as provided by Rule 1042.4 or by subdivision (b) of this rule, every pleading subsequent to the complaint shall be filed within twenty days after service of the preceding pleading, but no pleading need be filed unless the preceding pleading contains a notice to defend or is endorsed with a notice to plead.
Official Note
For the form of notice to defend see Rule 1018.1 and for the form of notice to plead see Rule 1361.
Additional time within which to plead may be sought under Rule 248.
Rule 1042.4 governs actions in which a professional liability claim is asserted.
(b) A defendant served outside the United States shall have sixty days from service of the complaint within which to plead.
Source The provisions of this Rule 1026 amended through June 20, 1985, effective January 1, 1986, 15 Pa.B. 2452; amended January 27, 2003, effective immediately, 33 Pa.B. 748; amended October 15, 2004, effective immediately, 34 Pa.B. 5889. Immediately preceding text appears at serial page (302461).
Rule 1027. Service of Copies.
[Rescinded]
Official Note
For the method of service of pleadings and legal papers other than original process see Rule 440.
Source The provisions of this Rule 1028 adopted June 25, 1946, effective January 1, 1947; amended March 28, 1973, effective July 1, 1973; amended July 18, 1991, effective January 1, 1992, 21 Pa.B. 3400; amended October 24, 2003, effective 9 months after the date of the Order, 33 Pa.B. 5506; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial pages (296886), (301337) and (301339).
Rule 1029. Denials. Effect of Failure to Deny.
(a) A responsive pleading shall admit or deny each averment of fact in the preceding pleading or any part thereof to which it is responsive. A party denying only a part of an averment shall specify so much of it as is admitted and shall deny the remainder. Admissions and denials in a responsive pleading shall refer specifically to the paragraph in which the averment admitted or denied is set forth.
(b) Averments in a pleading to which a responsive pleading is required are admitted when not denied specifically or by necessary implication. A general denial or a demand for proof, except as provided by subdivision (c) and (e) of this rule, shall have the effect of an admission.
(c) A statement by a party that after reasonable investigation the party is without knowledge or information sufficient to form a belief as the truth of an averment shall have the effect of a denial.
Official Note
Reliance on subdivision (c) does not excuse a failure to admit or deny a factual allegation when it is clear that the pleader must know whether a particular allegation is true or false. See Cercone v. Cercone, 254 Pa. Super. 381, 386 A.2d 1 (1978).
(d) Averments in a pleading to which no responsive pleading is required shall be deemed to be denied.
(e) In an action seeking monetary relief for bodily injury, death or property damage, averments in a pleading to which a responsive pleading is required may be denied generally except the following averments of fact which must be denied specifically:
(1) averments relating to the identity of the person by whom a material act was committed, the agency or employment of such person and the ownership, possession or control of the property or instrumentality involved;
(2) if a pleading seeks additional relief, averments in support of such other relief; and
(3) averments in preliminary objections.
Official Note
Subdivision (e) applies only to those actions for which damages for delay may be awarded pursuant to Rule of Civil Procedure 238.
Source The provisions of this Rule 1029 adopted June 25, 1946, effective January 1, 1947; amended December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended June 16, 1994, effective September 1, 1994, 24 Pa.B. 3213. Immediately preceding text appears at serial pages (159448) to (159449).
Rule 1030. New Matter.
(a) Except as provided by subdivision (b), all affirmative defenses including but not limited to the defenses of accord and satisfaction, arbitration and award, consent, discharge in bankruptcy, duress, estoppel, failure of consideration, fair comment, fraud, illegality, immunity from suit, impossibility of performance, justification, laches, license, payment, privilege, release, res judicata, statute of frauds, statute of limitations, truth and waiver shall be pleaded in a responsive pleading under the heading New Matter. A party may set forth as new matter any other material facts which are not merely denials of the averments of the preceding pleading.
Official Note
If a defendent pleads the affirmative defenses set forth in subdivision (b), they shall be deemed denied and the plaintiff need not reply.
(b) The affirmative defenses of assumption of the risk, comparative negligence and contributory negligence need not be pleaded.
Official Note
If a defendant pleads the affirmative defenses set forth in subdivision (b), they shall be deemed denied and the plaintiff need not reply.
Defenses which are not required to be pleaded are not waived. See Rule 1032(a).
Source The provisions of this Rule 1030 adopted June 25, 1946, effective January 1, 1947; amended through December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended June 3, 1994, effective July 1, 1994, 24 Pa.B. 3213. Immediately preceding text appears at serial pages (159449) and (146639).
Rule 1031. Counterclaim.
(a) The defendant may set forth in the answer under the heading Counterclaim any cause of action cognizable in a civil action which the defendant has against the plaintiff at the time of filing the answer.
Official Note
See Rule 2256 governing counter-claims in an action involving an additional defendant.
See Rule 213(a) and (b) governing consolidation and severance of causes of action.
(b) A counterclaim need not diminish or defeat the relief demanded by the plaintiff. It may demand relief exceeding in amount or different in kind from that demanded by the plaintiff.
Source The provisions of Rule 1031 adopted June 25, 1946, effective January 1, 1947; amended December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended April 12, 1999, effective July 1, 1999, 29 Pa.B. 2266; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9; amended March 23, 2007, effective June 1, 2007, 37 Pa.B. 1480. Immediately preceding text appears at serial page (315131).
Rule 1031.1. Cross-claim.
Any party may set forth in the answer or reply under the heading Cross-claim a cause of action against any other party to the action that the other party may be
(1) solely liable on the underlying cause of action or
Official Note
The term underlying cause of action refers to the cause of action set forth in the plaintiffs complaint or the defendants counterclaim.
(2) liable to or with the cross-claimant on any cause of action arising out of the transaction or occurrence or series of transactions or occurrences upon which the underlying cause of action is based.
Official Note
Subparagraph (2) permits a cross-claimant to raise a claim that another party is liable over to the cross-claimant or jointly and severally liable with the cross-claimant.
The right to assert a cross-claim in a class action is limited by Rule 1706.1 to the grounds set forth in that rule.
Source The provisions of this Rule 1032 adopted June 25, 1946, effective January 1, 1947; amended June 3, 1994, effective July 1, 1994, 24 Pa.B. 3213; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial page (301341).
Rule 1033. Amendment.
A party, either by filed consent of the adverse party or by leave of court, may at any time change the form of action, correct the name of a party or amend his pleading. The amended pleading may aver transactions or occurrences which have happened before or after the filing of the original pleading, even though they give rise to a new cause of action or defense. An amendment may be made to conform the pleading to the evidence offered or admitted.
Source The provisions of this Rule 1033 adopted June 25, 1946, effective January 1, 1947.
Rule 1034. Motion for Judgment on the Pleadings.
(a) After the relevant pleadings are closed, but within such time as not to unreasonably delay the trial, any party may move for judgment on the pleadings.
Official Note
Only the pleadings between the parties to the motion for judgment on the pleadings must be closed prior to filing the motion.
Rule 239.6 requires every court to promulgate Local Rule 1034(a) describing the local court procedure governing motions for judgment on the pleadings. Local Rule 1034(a) shall be published on the web site of the Administrative Office of Pennsylvania Courts (www.aopc.org).
(b) The court shall enter such judgment or order as shall be proper on the pleadings.
Source The provisions of this Rule 1034 adopted June 25, 1946, effective January 1, 1947; amended February 14, 1996, effective July 1, 1996, 26 Pa.B. 862; amended October 24, 2003, effective 9 months after the date of the Order, 33 Pa.B. 5506. Immediately preceding text appears at serial pages (255209) to (255210).
Rule 1035. Motion for Summary Judgment.
[Rescinded]
Official Note
In asbestos litigation, a motion for summary judgment filed by one defendant alleging a ground common to one or more other defendants is deemed filed on behalf of all such defendants. See Rule 1014.1(f).
Source The provisions of this Rule 1035 adopted April 18, 1966, effective May 9, 1966; amended April 18, 1975, effective immediately, 5 Pa.B. 1820; amended October 16, 1981, effective October 16, 1981, 11 Pa.B. 3687; amended April 4, 1990, effective July 1, 1990, 20 Pa.B. 228; rescinded February 14, 1996, effective July 1, 1996, 26 Pa.B. 862. Immediately preceding text appears at serial pages (190478) and (195285).
Rule 1035.1. Motion for Summary Judgment. Definition.
As used in Rule 1035.1 et seq., record includes any
(1) pleadings,
(2) depositions, answers to interrogatories, admissions and affidavits, and
Official Note
See Definition Rule 76 for the definition of affidavit. See Rule 1035.4 governing affidavits supporting or defending a motion for summary judgment.
(3) reports signed by an expert witness that would, if filed, comply with Rule 4003.5(a)(1), whether or not the reports have been produced in response to interrogatories.
Source The provisions of this Rule 1035.3 adopted February 14, 1996, effective July 1, 1996, 26 Pa.B. 862; amended May 16, 2003, effective September 1, 2003, 33 Pa.B. 2587. Immediately preceding text appears at serial pages (212305) to (212306).
Rule 1035.4. Affidavits.
Supporting and opposing affidavits shall be made on personal knowledge, shall set forth such facts as would be admissible in evidence, and shall show affirmatively that the signer is competent to testify to the matters stated therein. Verified or certified copies of all papers or parts thereof referred to in an affidavit shall be attached thereto or served therewith. The court may permit affidavits to be supplemented or opposed by depositions, answers to interrogatories, or further affidavits.
Official Note
See Section 2503 of the Judicial Code, 42 Pa.C.S. § 2503 for the award of counsel fees as part of taxable costs as a sanction for dilatory conduct or for conduct which is in bad faith.
See Rule of Professional Conduct 3.1 providing that a lawyer shall not assert or controvert an issue unless there is a basis for doing so that is not frivolous, Rule 3.2 providing for reasonable efforts to expedite litigation consistent with the interests of the client and Rule 3.3 prohibiting the making of false statements of material fact or law to a tribunal.
Source The provisions of this Rule 1035.4 adopted February 14, 1996, effective July 1, 1996, 26 Pa.B. 862.
Rule 1035.5. Procedure When Judgment Is Denied or Is Not Rendered Upon the Whole Case.
If judgment is denied or is not rendered upon the whole case or for all the relief asked and a trial is necessary, the court when considering the motion may, if practicable, ascertain from the pleadings, the evidence and the parties which material facts relevant to the motion exist without controversy and which are actually controverted. It shall thereupon make an order specifying the facts that are without controversy, including the extent to which the amount of damages or other relief is not in controversy and directing such further proceedings in the action as are just. Upon the trial of the action the facts so specified shall be deemed established and the trial shall be conducted accordingly.
Source The provisions of this Rule 1036 adopted December 11, 2000, effective January 1, 2001, 30 Pa.B. 6544; amended Aopril 2, 2003, effective June 1, 2003, 33 Pa.B. 1926. Immediately preceding text appears at serial pages (272399) to (272400).
JUDGMENT UPON DEFAULT OR ADMISSION
Official Note
The provisions of this Rule 1037 amended through December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended June 3, 1994, effective July 1, 1994, 24 Pa.B. 3213; amended December 2, 1994, effective July 1, 1995, 24 Pa.B. 6259; amended April 12, 1999, effective July 12, 1999, 29 Pa.B. 2266; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial pages (296716) to (296717).
Rule 1038. Trial Without Jury.
(a) Except as otherwise provided in this rule, the trial of an action by a judge sitting without a jury shall be conducted as nearly as may be as a trial by jury is conducted and the parties shall have like rights and privileges, including the right to move for nonsuit.
(b) The decision of the trial judge may consist only of general findings as to all parties but shall dispose of all claims for relief. The trial judge may include as part of the decision specific findings of fact and conclusions of law with appropriate discussion.
(c) The decision may be made orally in open court at the end of the trial, and in that event shall be forthwith transcribed and filed in the office of the prothonotary, or it may be made thereafter in writing and filed forthwith. In either event the prothonotary shall notify all parties or their attorneys of the date of filing. The trial judge shall render a decision within seven days after the conclusion of the trial except in protracted cases or cases of extraordinary complexity.
Official Note
A decision includes what were formerly known as a decree nisi and an adjudication. A decision is not a final decree, also known as a judgment.
For post-trial relief following a trial without jury, see Rule 227.1.
For entry of judgment upon praecipe of a party, see Rule 227.4
Source The provisions of this Rule 1038 adopted June 27, 1969, effective September 1, 1969; amended through December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999; amended April 12, 1999, effective July 12, 1999, 29 Pa.B. 2266; amended December 16, 2003, effective July 1, 2004, 34 Pa.B. 9. Immediately preceding text appears at serial pages (296717) and (295847).
Rule 1038.1. Case Submitted on Stipulated Facts.
A case may be submitted on stipulated facts for decision by a judge without a jury. The practice and procedure as far as practicable shall be in accordance with the rules governing a trial without jury.
Official Note
See Rules 1038 governing trial without jury and 227.1 et seq. governing post-trial practice.
Source The provisions of this Rule 1038.1 adopted August 9, 1996, effective January 1, 1997, 26 Pa.B. 4216.
Rule 1038.2. Abolition of Case Stated.
The common law procedure of a case stated is abolished.
Official Note
The common law procedure of a case stated is no longer required in view of the practice of submitting a case on stipulated facts for decision by a judge without a jury. See Rule 1038.1.
Source The provisions of this Rule 1038.2 adopted August 9, 1996, effective January 1, 1997, 26 Pa.B. 4216.
Rule 1038.3. Equitable Relief. Advisory Verdict by Jury.
In any case in which there is a claim for equitable relief, the court on its own motion or upon the petition of any party may submit to trial by jury any or all issues of fact arising from that claim. The advisory verdict of the jury shall be in the form of answers to specific questions and shall not be binding upon the court.
Official Note
Rule 1038.3 does not confer a right to trial by jury if the right did not exist prior to the consolidation of the action in equity with the civil action.
The rule preserves the practice under former Equity Rule 1513 of allowing a court in its discretion to submit such claims to trial by jury for an advisory verdict.
Source The provisions of this Rule 1038.3 adopted December 16, 2003, effective July 1, 2004, 34 Pa.B. 9.
Rule 1039. Entry of Judgment Upon Praecipe of a Party.
[Rescinded].
Official Note
For entry of judgment upon praecipe of a party, see Rule 227.4.
Source The provisions of this Rule 1039 rescinded October 19, 1983, effective January 1, 1984, 13 Pa.B. 3629. Immediately preceding text appears at serial pages (83220), (31810) and (15675) to (15676).
Rule 1040. Suspension of Acts of Assembly.
All Acts of Assembly inconsistent with these rules are suspended to the extent of such inconsistency.
Source The provisions of this Rule 1040 adopted December 16, 1983, effective July 1, 1984, 13 Pa.B. 3999.
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