Pennsylvania Code
Pennsylvania Code & Bulletin
COMMONWEALTH OF PENNSYLVANIA

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The Pennsylvania Code website reflects the Pennsylvania Code changes effective through 54 Pa.B. 488 (January 27, 2024).

49 Pa. Code § 36.414. Reporting change of information.

§ 36.414. Reporting change of information.

 (a)  A registrant shall report a vacancy or change in qualifying information as required in this section on forms prescribed by the Board.

 (b)  A registrant shall report a vacancy or change of compliance person within 30 days of the date that the compliance person terminates.

 (c)  A registrant shall report a change in the information required under §  36.404 (relating to content of application) within 30 days, including information relating to disciplinary history or criminal history required under §  36.404(a)(5) and (6).

Cross References

   This section cited in 49 Pa. Code §  36.413 (relating to qualifications of compliance person).


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